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Healthcare risk assessment

Patient Care Support and Nursing Assistance Risk Assessment: Deterioration, Infection and Safe Support

A worked example of how a nursing assistance team finds, scores and controls the risks that threaten patient safety, from missed deterioration and infection to medication support, records, equipment and handover errors.

Updated November 2026 8 hazards assessed Review every 3 months Highest risk: Critical to Medium
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Executive summary

This assessment shows how a team that supports nurses on a hospital ward or community round can find, rate and control the risks that matter most to patient safety. Eight hazards were chosen because they arise in everyday support work, from observation and mobility tasks to records, privacy and equipment use. Delayed recognition of deterioration is the highest inherent risk, because a missed change in condition can quickly cause serious harm. Each hazard is scored before controls and again after existing and added controls. Most fall to Medium or Low once controls are in place, but deterioration stays Medium because the consequences remain severe. The first actions are a shared early warning tool, a clear list of tasks that need a registered nurse, hand hygiene audits and a tested fallback for records. The assessment is educational, so the scores illustrate method rather than describe any real service, and specialist clinical review is needed before any real use.

Focus area
Patient care support and nursing assistance
Setting
Hospital ward and community care teams providing daily patient support under registered nurse supervision
Method
Five by five likelihood and impact risk register

Scope

This assessment covers the daily work of nursing assistants and patient care support staff who help with personal care, observation, mobility, nutrition, hygiene, equipment and documentation under the supervision of registered nurses. It covers risks to patient safety, infection control, privacy, competence and continuity of care. It does not cover medical diagnosis, prescribing or the clinical decisions of registered professionals. Jurisdiction, care setting and systems are assumptions made for teaching and are not specified in the brief.

Context

The example service is a medium-sized medical ward with a community support team that visits patients at home. Assistants work in shifts alongside registered nurses, use an electronic record on shared devices, and rely on observation charts and a bedside call system. Patients include older adults, people recovering from surgery and people with long-term conditions. Each hazard is scored before controls to show its natural level, then again after the existing controls and the controls that should be added. Ratings are a guide for ordering work and must be checked by clinical leaders.

Objectives, assets and stakeholders

The objective is to keep patients safe, comfortable and dignified, to prevent avoidable harm and infection, to protect private information, and to keep staff competent and supported. Assets in scope are patients themselves, their records and personal data, observation equipment, mobility aids, hygiene supplies, the electronic record and the bedside call system, and the reputation of the team. Stakeholders include patients and families, registered nurses and clinical leads, the care manager, infection prevention staff, pharmacists, the quality and governance team and regulators. Every risk has one owner role, and the clinical lead reviews the register with the team each cycle.

Risk matrix: before and after controls

Each cell shows hazard numbers placed by likelihood and impact. Compare the two grids to see how controls move each hazard.

Before controls

Inherent risk

Risk before controls: rows are likelihood from almost certain to rare, columns are impact from insignificant to catastrophic. Cells list hazard numbers.
1
Insignificant
2
Minor
3
Moderate
4
Major
5
Catastrophic
5 Almost certain
4 Likely Likelihood 4, impact 3, score 12, high: H06 Likelihood 4, impact 4, score 16, high: H02 Likelihood 4, impact 5, score 20, critical: H01
3 Possible Likelihood 3, impact 3, score 9, medium: H08 Likelihood 3, impact 4, score 12, high: H04 H05 H07 Likelihood 3, impact 5, score 15, high: H03
2 Unlikely
1 Rare

After controls

Residual risk

Risk after controls: rows are likelihood from almost certain to rare, columns are impact from insignificant to catastrophic. Cells list hazard numbers.
1
Insignificant
2
Minor
3
Moderate
4
Major
5
Catastrophic
5 Almost certain
4 Likely
3 Possible Likelihood 3, impact 2, score 6, medium: H06
2 Unlikely Likelihood 2, impact 2, score 4, low: H02 H04 H08 Likelihood 2, impact 3, score 6, medium: H05 H07 Likelihood 2, impact 4, score 8, medium: H01 H03
1 Rare
  • Low 1 to 4
  • Medium 5 to 9
  • High 10 to 16
  • Critical 17 to 25

Hazard register

A summary first, then the detail for each hazard.

Summary of hazards with scores before and after controls
No.HazardBeforeAfterOwner
H01 Delayed recognition of patient deterioration 20 Critical 8 Medium Clinical lead
H02 Cross infection through poor hand hygiene and equipment cleaning 16 High 4 Low Infection prevention lead
H03 Medication and treatment support errors 15 High 8 Medium Ward manager
H04 Falls and moving and handling injury 12 High 4 Low Moving and handling lead
H05 Privacy breach and consent not recorded 12 High 6 Medium Information governance lead
H06 Documentation gaps and handover errors 12 High 6 Medium Ward manager
H07 Equipment and information system failure 12 High 6 Medium Clinical systems lead
H08 Staffing shortfall and tasks beyond competence 9 Medium 4 Low Ward manager
H01

Delayed recognition of patient deterioration

Safety Before 20 After 8

A change in breathing, pulse, confusion, pain, food or fluid intake or skin condition is noticed late or not reported, so a patient becomes seriously unwell before senior staff act.

Who or what is affected: Patients, families, assistants and nurses on shift

Causes

High workload, unclear thresholds and reliance on memory between checks.

Consequences

Avoidable harm, transfer to higher care, longer stay and loss of trust.

Existing controls

  • Observation charts are completed at set times by assistants.
  • A written escalation policy names who to call for each change.

Control gaps

Thresholds differ between staff and missed entries are not followed up on the same shift.

Additional controls

  • Prevent: Adopt one shared early warning score tool that calls for review when a threshold is met.
  • Detect: Review observation charts at each handover and flag any missed or late entries.
Likelihood 4 x impact 5 before; 2 x 4 after Owner: Clinical lead Target: Within 30 days Early warning: Observation charts with a missed or late entry for a patient with a change in condition.
H02

Cross infection through poor hand hygiene and equipment cleaning

Safety Before 16 After 4

Hands are not cleaned between patients, gloves are reused or shared equipment such as commodes and hoists is not cleaned between uses, so infection passes between people on the ward.

Who or what is affected: Patients with weakened immunity, staff, visitors and households

Causes

Busy shifts, shared equipment, dry skin and gaps in training.

Consequences

Hospital acquired infection, longer stay, outbreaks and staff absence.

Existing controls

  • Hand gel is placed at each bedside and at the room entrance.
  • Cleaning schedules are displayed on equipment and reviewed weekly.

Control gaps

Audits are informal and cleaning of shared equipment is not logged.

Additional controls

  • Prevent: Set clear points in each care task when hands must be cleaned and make gloves single use.
  • Detect: Run short weekly audits of hand hygiene and equipment cleaning and share results with staff.
Likelihood 4 x impact 4 before; 2 x 2 after Owner: Infection prevention lead Target: Within 45 days Early warning: Hand hygiene or equipment cleaning audits below the agreed standard.
H03

Medication and treatment support errors

Safety Before 15 After 8

Assistants help patients take medicines, record fluid intake or apply treatments outside their trained tasks, so a dose, route, patient or time is wrong.

Who or what is affected: Patients, pharmacists and registered nurses

Causes

Unclear task limits, interruptions and similar looking containers.

Consequences

Wrong dose, allergic reaction, harm, complaint and possible investigation.

Existing controls

  • Assistants only support with medicines that a registered nurse has checked.
  • Medication charts are signed by the nurse for each administration.

Control gaps

The scope of assistant tasks is not written down for each care setting.

Additional controls

  • Prevent: Publish a list of tasks that need a registered nurse and check it at each shift start.
  • Respond: Stop the task, inform the nurse and record any near miss or omitted dose the same shift.
Likelihood 3 x impact 5 before; 2 x 4 after Owner: Ward manager Target: Within 30 days Early warning: Medication or treatment support tasks done without the required check or sign off.
H04

Falls and moving and handling injury

Safety Before 12 After 4

A patient slips while walking or transferring, or a staff member strains their back during a lift, because aids are unsuitable, equipment is worn or the task is rushed.

Who or what is affected: Patients, assistants and nurses on the ward

Causes

Night time confusion, poor footwear, worn equipment and rushed transfers.

Consequences

Fractures, head injury, longer stay and staff injury claims.

Existing controls

  • Falls risk is assessed on admission and recorded in the record.
  • Mobility aids and lifting equipment are provided on each ward.

Control gaps

Equipment checks are not logged and reassessment after a change in condition is often late.

Additional controls

  • Prevent: Match each transfer to a written risk assessment and use lifting equipment for heavier patients.
  • Detect: Review falls and near falls each week to spot repeat locations and causes.
Likelihood 3 x impact 4 before; 2 x 2 after Owner: Moving and handling lead Target: Within 60 days Early warning: Repeat falls or near falls in the same area or with the same equipment.
H05

Privacy breach and consent not recorded

Legal and compliance Before 12 After 6

Patient information is seen, shared or left on a screen or printed sheet by someone who should not see it, or care is given without a recorded agreement.

Who or what is affected: Patients, families, staff and the organization

Causes

Shared devices, busy corridors and consent forms that are not completed.

Consequences

Breach of trust, formal complaint, regulator contact and distress to patients.

Existing controls

  • Staff sign confidentiality terms when they join the service.
  • Screens lock automatically after a short period of no use.

Control gaps

Access logs are not reviewed and consent status is not checked at each visit.

Additional controls

  • Prevent: Position screens away from public view and remove printed patient lists after each shift.
  • Detect: Review access logs for records viewed without a clear care reason and record the outcome.
Likelihood 3 x impact 4 before; 2 x 3 after Owner: Information governance lead Target: Within 60 days Early warning: Records accessed or shared outside their purpose, or consent not recorded.
H06

Documentation gaps and handover errors

Operational Before 12 After 6

Care given, observations, intake and concerns are not written down or passed on clearly at handover, so the next team does not know what has changed.

Who or what is affected: Patients, the next shift and the clinical team

Causes

Time pressure, long shifts and handover at busy times.

Consequences

Missed care, repeat tasks, wrong treatment and poor clinical decisions.

Existing controls

  • Handover uses a written summary sheet for each bed.
  • Entries are signed with name and time in the record.

Control gaps

Handover quality is not audited and bedside confirmation is optional.

Additional controls

  • Prevent: Use a structured handover tool that lists falls, diet, allergies and open concerns.
  • Respond: Confirm critical handover items verbally at the bedside before the outgoing staff member leaves.
Likelihood 4 x impact 3 before; 3 x 2 after Owner: Ward manager Target: Within 45 days Early warning: Handover notes missing key risks such as falls, diet or allergies.
H07

Equipment and information system failure

Technology and data Before 12 After 6

Observation equipment, hoists, beds or the electronic record fail or lose data during care, so readings are missed or care is delayed.

Who or what is affected: Patients, staff and the clinical systems team

Causes

Ageing devices, network outages and shared logins.

Consequences

Missed readings, delayed care, data loss and incident reports.

Existing controls

  • Equipment is serviced according to a written schedule.
  • Staff report faults through a shared fault log.

Control gaps

Faulty equipment is sometimes returned to use before repair is confirmed.

Additional controls

  • Prevent: Keep a spare set of observation equipment and check batteries at each shift start.
  • Recover: Use paper charts during outages and transfer entries once the system returns, checked by a second person.
Likelihood 3 x impact 4 before; 2 x 3 after Owner: Clinical systems lead Target: Within 60 days Early warning: Equipment fault reports or system downtime lasting longer than a single shift.
H08

Staffing shortfall and tasks beyond competence

People Before 9 After 4

Short staffing or new starters lead assistants to take on tasks they have not been trained for, or to care for more patients than they can safely manage at once.

Who or what is affected: Patients, new staff and the ward team

Causes

Sickness, vacancies and rapid changes in patient numbers.

Consequences

Unsafe care, staff burnout, errors and staff leaving the service.

Existing controls

  • Competency checklists are completed for each core task.
  • Shift planning reviews staff numbers each day.

Control gaps

Competency records are not checked against the tasks actually done on shift.

Additional controls

  • Prevent: Set a minimum skill mix for each shift and pause admissions when it cannot be met.
  • Detect: Review rota gaps and competence records each month and report unmet needs to the clinical lead.
Likelihood 3 x impact 3 before; 2 x 2 after Owner: Ward manager Target: Within 90 days Early warning: Shifts that start below the agreed skill mix or with unchecked new staff.

Rating method and evaluation

Each risk is rated on two five-point scales. Likelihood runs from Rare to Almost certain, and impact runs from Negligible to Catastrophic, with harm to a patient judged on the severity of injury, the time to recover and the effect on dignity and trust. Multiplying likelihood by impact gives a score from 1 to 25, which falls into one of four bands: Low from 1 to 4, Medium from 5 to 9, High from 10 to 16 and Critical from 17 to 25. The score orders work and does not measure risk exactly. Inherent risk is the score before any controls. Residual risk is the score after existing and added controls, and it must never be higher than the inherent score. A hazard that can cause death or serious harm is not rated down only because it has not happened recently. Critical and High risks need senior clinical attention and a dated plan. Medium risks need routine controls with a named owner. Low risks are accepted and watched. Ratings are challenged in team huddles, through incident review and by audit, and any rating is reopened when an indicator reaches its threshold or a serious event occurs.

Likelihood, impact and rating bands

Likelihood

  • 5 Almost certain: Expected to happen in most circumstances.
  • 4 Likely: Will probably happen in many circumstances.
  • 3 Possible: Could happen at some time.
  • 2 Unlikely: Not expected, but it could happen.
  • 1 Rare: Only in exceptional circumstances.

Impact

  • 1 Insignificant: No lasting effect. Handled within routine work.
  • 2 Minor: Small effect that is quickly corrected.
  • 3 Moderate: Noticeable effect that needs managed effort to correct.
  • 4 Major: Serious effect on people, delivery or reputation.
  • 5 Catastrophic: Severe or lasting effect that threatens the whole activity.

Bands (likelihood x impact)

  • Low (1 to 4): Accept and monitor.
  • Medium (5 to 9): Manage with routine controls.
  • High (10 to 16): Senior attention and a treatment plan.
  • Critical (17 to 25): Act first. Do not proceed until reduced.

Monitoring, escalation and review

Review this assessment every 3 months, and sooner when an indicator below reaches its threshold.

Early-warning indicators and escalation thresholds
Indicator to watchEscalate when
Observation charts with a missed or late entry for a patient with a change in condition.Escalate to the registered nurse in charge at once, and to the clinical lead if two or more are found on one shift.
Hand hygiene or equipment cleaning audits below the agreed standard.Escalate to the infection prevention lead when a standard is missed twice in one week, with immediate coaching.
Medication or treatment support tasks done without the required check or sign off.Escalate to the pharmacist and ward manager at once, and pause that task for the staff member until reviewed.
Handover notes missing key risks such as falls, diet or allergies.Escalate to the ward manager when a handover misses key risks on two shifts in one week.
Records accessed or shared outside their purpose, or consent not recorded.Escalate to the information governance lead the same day, and to the data protection officer where a breach is suspected.

Contingency arrangements

If a patient is found to be seriously unwell or harmed, the assistant stops the task, stays with the patient, calls the registered nurse at once and follows the emergency response in place. Affected equipment is removed from use and labeled. Medication or infection concerns are passed to the pharmacist or infection prevention lead. If the electronic record fails, paper charts and a printed copy of key information are used, and entries are transferred when systems return. Families are told what they need to know early and plainly, and an incident report is filed the same shift.

Prioritized action plan

  1. Introduce one shared early warning tool with a clear escalation step, owner clinical lead, within 30 days.
  2. Publish a list of tasks that need a registered nurse and check it at each shift start, owner ward manager, within 30 days.
  3. Audit hand hygiene and equipment cleaning each week, owner infection prevention lead, within 45 days.
  4. Agree a fallback for records and test paper charts during a planned drill, owner clinical systems lead, within 60 days.
  5. Review privacy practice and consent recording with a short refresher, owner information governance lead, within 60 days.

Conclusion

Safe patient support rests on steady habits: recognizing change early, cleaning hands at every step, checking identity before care, keeping records accurate and handing over clearly. The highest scores sit with missed deterioration, infection and medication support errors, and each has controls that reduce the residual score. Treat the register as a living record, review it on the stated cycle and involve the people who do the work. Seek qualified clinical and legal advice for any real decision about care, consent, privacy or regulated practice.

Assumptions and limitations

Assumptions

  • Assistants work under the direction of registered nurses and do not make clinical decisions or give medicines unless trained and authorized locally.
  • Jurisdiction and the governing rules for care are not specified, so legal duties are described in general terms only.
  • Records are kept electronically on shared devices, with paper charts used only when systems fail.

Limitations

  • The scores are examples for learning and do not describe any real service or patient group.
  • Clinical practice, privacy and care rules differ by setting and change over time, so specialist review is needed.
  • This is educational content and does not replace a formal site-specific assessment or licensed clinical advice.

Related frameworks to study

  • Hierarchy of controls
  • Structured escalation using a recognized communication tool such as SBAR
  • Three lines model of risk ownership
  • Early warning scoring for observation of vital signs
  • Root cause analysis for learning from incidents

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For Learning Reference Only: This assessment demonstrates how risk assessment principles are applied in a practical setting, providing a useful reference for learning and understanding. Actual assessments may be adapted to suit specific site conditions and circumstances.

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